Fiduciary Duty Analysis
Analyze investment adviser fiduciary obligations with IA Act Section 206 and SEC guidance citations.
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This skill from the JoelLewis/finance_skills repository analyzes investment adviser fiduciary obligations with citations to IA Act Section 202(a)(11), SEC guidance, and specific fiduciary duty standards. It distinguishes fiduciary from suitability standards and reviews adviser practices for compliance. For educational and productivity use only. Always verify AI-generated outputs with a qualified professional before acting on them.
Compatible Agents
Use Cases
- ✓Analyze fiduciary obligations for investment advisers
- ✓Apply IA Act Section 206 duties
- ✓Distinguish fiduciary from suitability standard
- ✓Review adviser practices for fiduciary compliance
Trigger Phrases
“Analyze fiduciary duty”“Investment adviser fiduciary obligations”“IA Act Section 206 compliance”“Fiduciary vs suitability standard”
How to Install
Copy the skill content, paste it into your AI agent's system prompt or project instructions, then describe your task.
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Requirements
- Claude or equivalent
- Adviser registration type and client relationships